Leveraging Stifel’s Robust Resources
Along with our team’s knowledge and capabilities, we leverage Stifel’s more than 130 years of experience and access its incredible intellectual capital to serve your vast and unique needs. This includes our investment strategy and wealth planning professionals, trust affiliates, and structured investments, as well as portfolio management teams.
We offer a wide array of discretionary portfolio strategies through the Stifel Solutions Program for those looking to outsource the management of their investment portfolio. For more hands-on investors, we have a number of non-discretionary options as well.
Whichever option you choose, we can tailor a program to your needs with model or customized portfolios developed by experienced investment professionals and periodically reviewed with you, providing you with more consistent oversight.
The plan begins with a simple risk assessment and evolves from there. You’ll receive:
The Stifel Solutions Program requires a minimum investment, which varies by strategy, and has an annual asset-based fee (a “wrap fee”), charged quarterly, that covers the portfolio’s management services provided as well as certain other costs, including trade execution, custody, and performance reporting. There may be other costs associated with the Stifel Solutions Program, including but not limited to: underlying expenses of investment companies (such as ETFs) in which the strategy may invest, exchange fees, transfer fees, interest expense, and trade surcharges, which are not covered by the wrap fee but are borne directly by the client. Ask your Financial Advisor for a copy of Stifel’s Form ADV Part 2A – Wrap Disclosure Brochure, which further outlines the fees, services, exclusions, and disclosures associated with this program. You should consider all terms and conditions before deciding whether the Solutions Program and a particular strategy are appropriate for your needs. Diversification does not ensure a profit or protect against loss. Investing involves risk, including the possible loss of principal.
Trust and fiduciary services are provided by Stifel Trust Company, N.A. and Stifel Trust Company Delaware, N.A. (collectively Stifel Trust Companies), wholly owned subsidiaries of Stifel Financial Corp. and affiliates of Stifel, Nicolaus & Company, Incorporated, Member SIPC & NYSE. Unless otherwise specified, products purchased from or held by Stifel Trust Companies are not insured by the FDIC or any other government agency, are not deposits or other obligations of Stifel Trust Companies, are not guaranteed by Stifel Trust Companies, and are subject to investment risks, including possible loss of the principal invested. Stifel Trust Companies do not provide legal or tax advice.